Senior Mgr – Legal & Compliance Labour Laws ( Broking) MUMBAI

7 - 12 Years

Job Description

Senior Mgr - Legal & Compliance Labour Laws ( Broking) MUMBAI

Kindly Share Updated resume asap. Contact Person : Divyaa 022 40697706 , 


Senior Manager

Head - Legal and compliance


 Handling all legal matters pertaining to Labour laws and Securities Laws

 Drafting response to the legal, regulatory notices/complaints , Petitions in Labour matters etc

 Appearing in person for all legal matters in Court , Exchanges etc 

 Ensuring that the agreement s are vetted thoroughly in the interest of company and responses are given within agreed period

 Reporting of the work on monthly, quarterly basis to senior management

 Ad-hoc activities include interpretation matters, clarification, guidance, update on recent changes


Dealing in Equities & Commodities Broking, Retail Assets and Distribution of Financial Product

SBICAP Securities Ltd (SSL) is the broking arm of the State Bank Group and a wholly owned subsidiary of SBI Capital Markets Ltd. The Company currently has in its fold a wide segment of clients including Banks, Financial Institutions, FIIs, Mutual Funds, Corporate, High Net worth Individuals, Non-Resident Indians and Retail domestic investors. Its broking product range covers Institutional and Retail Equity, Derivatives, Depository Participant services, On-Line trading and a wide variety of Third Party Distribution products.

Handling employee and client litigations

Experience in handling Labour issues and any Experience in handling client litigations in securities market will be an added advantage

Post -graduation degree in Law

Total Experience  : Minimum 8 to 10 years of experience in handling issues/litigations pertaining to Labour laws and other Laws 

Relevant Experience : Labour Laws and Securities Market Law

Upto 13L

Salary: INR 9,00,000 - 13,00,000 PA.

Industry:Banking / Financial Services / Broking

Functional Area:Legal, Regulatory, Intellectual Property



Desired Candidate Profile

Please refer to the Job description above

Company Profile

Quotient Consultancy

Legal & Law Compliance
View Contact Details+

Recruiter Name:Divyaa

Contact Company:Quotient Consultancy

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